The Chief Whistleblower Officer has responsibility for carrying out the operations of the Whistleblower Section, which includes administering the determination process for whistleblower award claims. The incumbent develops long-range as well as short-range plans and concentrates on the day-to-day administration of the functions of the Section. The incumbent is responsible for managing and executing the following major functions and activities:
• Lead and manage the Whistleblower Section, including staff supervision, program administration, and coordination with the Deputy General Counsel, Legislative and Intergovernmental Affairs Branch.
• Provide strategic direction for the Whistleblower Program, including developing and implementing policies, procedures, and long- and short-term plans that support the Commission’s mission.
• Advise the Chairman, General Counsel, and Deputy General Counsel on the implementation, oversight, and evaluation of the Whistleblower Program.
• Review whistleblower tips to identify information protected by attorney-client privilege or the work-product doctrine.
• Represent the Commission by speaking at national and international events on technical topics related to the Whistleblower Program.
• Support Office of General Counsel leadership in policy development and initiatives related to enforcing compliance with the Commodity Exchange Act and related regulations.
• Guide senior staff on whistleblower statutes, regulations, and policies to ensure the program’s effectiveness and the protection of whistleblower confidentiality.
• Lead Claims Review Staff teams, define project scope, identify key issues, and coordinate with internal and external stakeholders.
• Conduct independent analysis of staff legal memoranda and reports; brief senior leadership and provide recommended courses of action.
• Review whistleblower activities for legal adequacy and alignment with Commission policies.
• Represent the Commission in discussions on legal, policy, and program matters with other divisions and the Office of General Counsel.
• Oversee special projects assigned by the General Counsel and Deputy General Counsel.
• Participate in meetings and conferences with CFTC staff, the public, Self-Regulatory Organizations, and industry representatives.